Broker Check

What To Bring

Personal Files

  • Income Tax Returns for the previous two years
  • Trust Agreements
  • Wills and Powers of Attorney for healthcare and financial decisions
  • Social Security Benefit Statement if available

Employment Information

  • Two most recent paystubs
  • Employee Benefits Booklets
  • Retirement Savings Plans

Bank and Savings

  • Checking Account Statements
  • Savings Account Statements
  • Loan Documents including Mortgage
  • Credit Card Statements

Expense Spreadsheet

Investment Statements

  • Latest Monthly Statements

Insurance Company

  • Latest Life Insurance Policy and Annuity Account Statements 
  • Health Insurance/Hospital & Major Medical Policy
  • Disability Income Insurance Policy
  • Property & Casualty Policy
  • Long-Term Care Policy

Business

  • Income Tax Returns

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